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Beiträge zum Stichwort ‘German Securities Trading Act’
Credit linked notes: BaFin intervenes to protect investors
In 2015 the German legislator passed the Retail Investors Protection Act (“Kleinanlegerschutzgesetz”). This has been done to remedy shortcomings on the so called “Grey Capital Market”, which ended up in the failure of Prokon GmbH, a huge issuer of profit-sharing rights. […]